UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One) |
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[X]
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
| For the quarterly period ended July 31, 2010 | ||
| OR |
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[ ]
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
| For the transition period from to | ||
Commission file number 1-6089
H&R Block, Inc.
(Exact name of registrant as specified in its charter)
| MISSOURI | 44-0607856 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
|
One H&R Block Way
Kansas City, Missouri 64105
Kansas City, Missouri 64105
(Address of principal executive offices, including zip code)
(816) 854-3000
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days.
Yes Ö No
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months
(or for such shorter period that the registrant was required to submit and post such
files). Yes Ö No
files). Yes Ö No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated
filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
(Check one) :
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Large accelerated filer Ö
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Accelerated filer | Non-accelerated filer | Smaller reporting company | |||
| (Do not check if a smaller reporting company) | ||||||
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes No Ö
The number of shares outstanding of the registrant’s Common Stock, without par value, at the close
of business on August 31, 2010 was 308,513,594 shares.
Explanatory Note
H&R Block, Inc. is filing this Amendment No. 1 (the “Form 10-Q/A”) to our Quarterly Report on
Form 10-Q for the quarter ended July 31, 2010 (the “Form 10-Q”), filed with the U.S. Securities and
Exchange Commission (SEC) on September 3, 2010, for the sole purpose of furnishing the Interactive
Data File as Exhibit 101 in accordance with Rule 405(a)(2) of Regulation S-T.
No other changes have been made to the Form 10-Q. This Form 10-Q/A continues to speak as of
the original filing date of the Form 10-Q, does not reflect events that may have occurred
subsequent to the original filing date, and does not modify or update any related disclosures made
in the Form 10-Q.
ITEM 6. EXHIBITS
10.1
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H&R Block, Inc. 2003 Long-Term Executive Compensation Plan (amended and restated effective July 27, 2010).* | |||
10.2
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H&R Block, Inc. Executive Severance Plan (amended and restated effective July 27, 2010).* | |||
10.3
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H&R Block, Inc. Severance Plan (amended and restated effective July 27, 2010).* | |||
10.4
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H&R Block, Inc. Deferred Compensation Plan for Executives (amended and restated effective July 27, 2010).* | |||
31.1
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Certification by Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||
31.2
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Certification by Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||
32.1
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Certification by Chief Executive Officer furnished pursuant to 18 U.S.C. 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002. | |||
32.2
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Certification by Chief Financial Officer furnished pursuant to 18 U.S.C. 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002. | |||
101.INS
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XBRL Instance Document | |||
101.SCH
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XBRL Taxonomy Extension Schema | |||
101.CAL
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XBRL Extension Calculation Linkbase | |||
101.LAB
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XBRL Taxonomy Extension Label Linkbase | |||
101.PRE
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XBRL Taxonomy Extension Presentation Linkbase | |||
101.REF
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XBRL Taxonomy Extension Reference Linkbase |
| * | Indicates management contracts, compensatory plans or arrangements. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
H&R BLOCK, INC.
Alan M. Bennett
President and Chief Executive Officer
September 13, 2010
President and Chief Executive Officer
September 13, 2010
Jeffrey T. Brown
Vice President, Interim Chief Financial
Officer and Corporate Controller
September 13, 2010
Vice President, Interim Chief Financial
Officer and Corporate Controller
September 13, 2010
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